First Things
The Legal Logic of Euthanasia
Michael M. Uhlmann
Copyright (c) 1996 First
Things 64 (June/July 1996): 39-43.
Critics of Roe v. Wade have long contended that the principles
used to justify abortion would soon or late be used to justify other
forms of medical killing such as voluntary and, eventually, involuntary
euthanasia. Slippery slope arguments are often overdone, but the fact
remains that virtually every argument for taking a human life in utero
can be applied to a human life ex utero, including yours and mine. Is
the person "unwanted"? Medically compromised? Unwilling or unable to
lead a "meaningful" life? A heavy economic burden? A hindrance to
another's health or happiness? Abortion advocates, of course, dismiss
the analogy as so much tendentious rabble-rousing, definitely not the
sort of thing serious people should take seriously. A woman's "right to
choose" bears no relation to euthanasia, and only a fool or a demagogue
would argue otherwise.
What that suggests about the U.S. Court of Appeals for the Ninth
Circuit, I do not know, but its March 6 opinion in Compassion in
Dying v. State of Washington turned precisely on the point that
abortion and assisted suicide share a common rationale. That rationale
will be found, the court said, in the liberty guarantee of the Due
Process Clause of the Fourteenth Amendment ("No State shall . . .
deprive any person of life, liberty, or property without due process of
law"). Citing abundant Supreme Court precedent, the court pointed out
that liberty is an evolving concept whose content cannot be limited by
historical understanding, customary usage, or, for that matter, the
words of the Constitution itself. Although the specific content of one's
"liberty" at any given time may be difficult to assess, we know at least
this much: choices central to personal autonomy are also central to
liberty under the Fourteenth Amendment. A right of autonomy broad enough
to cover a woman's right to kill her offspring, declares the Ninth
Circuit, is broad enough to cover (at the very least) a terminally ill
person's right to determine the time and manner of death. And thus it is
that the American Proposition, which began with the declaration that all
men are endowed by their Creator with an unalienable right to life, now
means that they are also endowed (by whom it is not clear) with the
right to die.
Two weeks after the Ninth Circuit's decision, what had been done with
abandon in San Francisco was done more carefully-and perhaps more
seductively-in New York City. There, the Second Circuit Court of Appeals
handed down its decision in Quill v. Vacco, a case brought by
three doctors against New York State's ban on assisted suicide. The
court struck down the law as applied to terminally ill patients, but
refused to follow the Ninth Circuit's reliance upon the Due Process
clause. Instead, Judge Roger Miner ruled that the prohibition violated
the Fourteenth Amendment's Equal Protection Clause ("No State shall . .
. deny to any person within its jurisdiction the equal protection of the
laws"). Precisely because it is less abstract and high-flown than the
Ninth Circuit's embrace of autonomy, the implications of the Second
Circuit's opinion may seem less radical. The "softer" language of equal
protection, however, cannot mask the fact that precious little room is
left for states to assert their traditional interest in protecting human
life. In either circuit, the most vulnerable of patients are now at
risk.
The Ninth Circuit's case grew out of a complaint filed by four doctors
and three terminally ill patients against a Washington State statute
making it a crime to knowingly cause or aid an attempted suicide. A
federal district court, Judge Barbara Rothstein presiding, noted a long
line of Supreme Court cases protecting "personal decisions relating to
marriage, procreation, contraception, family relationships, child
rearing, and education." She was particularly impressed by the Court's
reasoning in Planned Parenthood v. Casey, the 1992 case that
sustained the result in Roe v. Wade while refabricating the
entire constitutional argument on which it had rested. Casey
cashiered Harry Blackmun's right-to-privacy rationale, which had
hovered in the constitutional air for nearly two decades without a
satisfactory textual landing spot. Henceforth, the right to abort was to
be understood as a liberty interest under the Due Process Clause, which
included (so the plurality opinion of the Supreme Court said) "the right
to define one's own concept of existence and to make the most basic
decisions about bodily integrity."
As a tour de force of semantic gymnastics, Casey has few equals
in the annals of modern jurisprudence; it is, next to Roe
itself, perhaps the starkest reminder of the extent to which our
Constitution has become, at the hands of the Court, a thing of almost
infinite plasticity. Indeed, it was precisely the open-ended and mushy
quality of Casey's language that Judge Rothstein found so
comforting when she analogized the right to die to the right to abort.
She cited as "highly instructive and almost prescriptive" a passage from
the Casey decision:
These matters, including the most intimate and
personal choices a person may make in a lifetime, choices
central to personal dignity and autonomy, are central to the
liberty protected by the Fourteenth Amendment. At the heart
of liberty is the right to define one's own concept of
existence, of meaning, of the universe, and of the mystery
of human life. Beliefs about these matters could not define
the attributes of personhood were they formed under
compulsion of the State.
Critics call this the "Mystery Passage." But Judge Rothstein thought it
ideally suited to her purposes, and who could blame her? If indeed
choices "central to personal dignity and autonomy" are what lie at the
heart of the liberty protected by due process of law, how can it be said
that a terminally ill person's decision to end his or her life is any
less "intimate and personal" than the decision to have an abortion?
Judge Rothstein, believing she was following the implications of High
Court logic, became the first federal judge to find the right to die in
the Constitution.
Not all of her colleagues agreed. On the first of two appeals to the
Ninth Circuit, Judge Rothstein's opinion ran into a three-judge panel
headed by the formidable John Noonan, a prolific author and scholar who
has spent a lifetime studying common, canon, and natural law. Judge
Noonan completely demolished the ruling. Whatever the Court may have
intended by its Casey language, he said, one simply cannot
excise it from context and apply it willy-nilly to facts that were not
even remotely at issue in the case. Judge Rothstein conveniently ignored
the fact that virtually all states forbade assisted suicide, either by
express statute or well-settled common law precedent-which fact the
Supreme Court noted without reservation in the one case it has heard
dealing, albeit peripherally, with a so-called "right to die." Rothstein
further failed to distinguish between suicide and refusing treatment, a
distinction long recognized in medical practice, justified by an
extensive and sophisticated literature, and endorsed by every important
medical society in America. She radically underestimated the potential
risk that licensed killing would pose to the poor, the elderly, and the
handicapped, for whom the Fourteenth Amendment ought to be particularly
solicitous. In short, Judge Rothstein's invention of a constitutional
right to die was dangerous as a matter of policy and unfounded as a
matter of law. "Unless the federal judiciary is to be a floating
constitutional convention," Noonan added, "a federal court should not
invent a constitutional right unknown in the past and antithetical to
the defense of human life that has been a chief responsibility of our
constitutional government."
There was more to Noonan's opinion, but you get the idea. Unfortunately,
the tale did not end there. Those who are enamored of floating
constitutional conventions are also the Energizer Bunnies of
constitutional litigation. After regrouping, the plaintiffs filed an
en banc appeal (a motion to have the case reheard by a larger
group of judges from the same court). Their motion was granted and the
case reargued before eleven judges (not including the first three), who
voted eight to three to reverse Noonan and reinstate Rothstein's ruling.
This time the pen was wielded by Judge Stephen Reinhardt, a sharp-
tongued liberal activist only too happy to discover new rights in the
penumbras, emanations, and hitherto undiscovered corners of the
Constitution.
In his 109-page dissertation, Judge Reinhardt seeks to do for assisted
suicide what Harry Blackmun tried (but failed) to do for abortion: fix a
place for it in the Constitution, but in such a way as to obscure its
radical implications. To the legally uninitiated, Reinhardt's conclusion
will appear to be the inexorable fulfillment of a legal process that
began decades, if not centuries, ago and flows ever so naturally and
gradually out of recent Supreme Court precedent. It is a clever piece of
work, designed both to give the newly minted right a plausible
historical pedigree and to demonstrate its similarity and proximity to
already recognized constitutional guarantees. Reinhardt clearly wishes
to convey the impression that he is advancing the law only a tiny
millimeter beyond where it had rested yesterday. He also wants to box
the Supreme Court (where this case will almost certainly end up) with
the logic of its own precedent.
Reinhardt's opinion may seduce those who are unwilling to pay close
attention. He begins by noting the agonizing nature of the decision
before him and the necessity of prudent caution. No radicals here, just
some compassionate judges trying to do their sworn duty as they wrestle
with their consciences and empathize with the suffering of others. There
are no easy answers to such a complicated problem, he says. Clearly, a
balance will have to be struck between individual rights and the
interest of the state in protecting life. In pondering just where and
how to strike that balance, Reinhardt says he is marvelously struck by
"the compelling similarities" between this case and the abortion cases:
both involve matters of life and death; both arouse similar moral and
religious passions; in both, the strength of the state's interest may
vary with the circumstance (age of the fetus in one, mental and physical
condition of the patient in the other); and both raise fundamental
questions about an individual's right of choice. There is one other
similarity, he claims: as with abortion before legalization, assisted
suicide is widely although secretly practiced.
The message is, if they are going to do it anyway, what possible
purpose, other than the further misery of suffering patients, will be
served by our continuing to forbid it? (If that sounds familiar, it's
because the same argument was made twenty-five years ago in the early
stages of the battle over legalized abortion.)
Having analogized assisted suicide to abortion (and thereby segued into
a body of law that can be ever so flexibly adopted to his purposes),
Judge Reinhardt undertakes an historical exegesis of opinions about the
ethics and legality of suicide. About the best that can be said of his
effort is that it would be laughable were the subject not so grave. As
with Harry Blackmun's bowdlerized history of abortion laws in Roe v.
Wade, Judge Reinhardt's abridged intellectual history seeks to show
that there never was any real consensus on the subject and that much
opposition to suicide is based on foolishness or hypocrisy. Legal
prohibitions against assisted suicide have no genuine intellectual
foundation; they are but the arbitrary moral sentiments of prior eras
that make no binding claim upon us. We have no choice but to make our
own rules for our own time.
With the stage thus set, Reinhardt returns to the jurisprudence of the
abortion cases and concludes that denying a terminally ill patient the
right to assisted suicide may work an even greater injustice than
"forcing a woman to carry a pregnancy to term." And just in case you
miss the point, he then recounts the gruesome details attending the
death of an AIDS patient. The example stirs our compassion, as it
should, but hardly settles the moral or legal question of assisted
suicide in the way Reinhardt obviously thinks it does.
He fashions the final brick in his constitutional edifice by turning to
the Supreme Court's opinion in Cruzan v. Director, a 1990 case
brought by parents who wished to remove the life-sustaining feeding tube
from their daughter, a patient in a persistent vegetative state. The
Missouri Supreme Court denied permission because there was no "clear and
convincing, inherently reliable evidence" that the patient would have
wished such a fate for herself. On appeal, the U.S. Supreme Court
affirmed the Missouri judgment but drew up far short of recognizing a
right of individual patient autonomy. The most that can be said is that
the Court's decision presumed for the sake of discussion a competent
patient's right to decline food and water, but did so without examining
the implications of such a right or its constitutional status.
Consider now what Judge Reinhardt does to Cruzan: (1) he cites
it as if the Supreme Court had already ruled that there was a
constitutional guarantee to refuse life-terminating treatment; (2) he
notes that the Court expressed no objection per se to the removal of
Nancy Cruzan's feeding tube; (3) he thus concludes that the High Court
has implicitly recognized a due process right to bring about one's own
death. That's the kind of reasoning that used to get you into trouble in
legal method courses during the first year of law school for failing to
distinguish between the actual holding of a case and the obiter dicta of
the judges. If Cruzan had in fact held what Reinhardt says it
held, he would not have had to write a 109-page opinion to justify his
own ruling.
At every turn, Reinhardt gives the appearance of being led to his
conclusion by the logic of governing precedent, but upon closer
examination his reasoning is little more than ex post facto
rationalization of a conclusion already arrived at. Thus, he provides us
with a generic history of recent constitutional jurisprudence as it
relates to liberty interests under the Fourteenth Amendment, but
emphasizes only those features that tend to make the Constitution a
servant of autonomous individualism. He serves up a Procrustean history
of suicide and the laws against it, but only to suggest the absence of
persuasive argument. He craftily recasts the one case decided by the
Supreme Court that is even arguably on point. And of course he wraps
himself in the logic and rhetoric of the abortion cases, especially
Casey, because they make of the Constitution an open-ended
invitation to enact a postmodernist rights agenda.
Judge Reinhardt does one more thing: he dismisses as improvident,
antiquated, or unwarranted all of the traditional arguments asserted by
medical professionals, courts, and legislatures against assisted
suicide. He is particularly dismissive of arguments making use of the
slippery slope, even as he unwittingly makes them credible. Throughout
his opinion, Reinhardt is at pains to note that the right he is carving
into constitutional stone is carefully circumscribed. Specifically, he
says (sometimes) that the right will be limited to mentally competent,
terminally ill adults seeking to determine the time and manner of their
death. The particular examples he cites reinforce the same impression.
Then a startling passage occurs:
Our conclusion is strongly influenced by,
but not limited to, the plight of mentally
competent, terminally ill adults. We are influenced as well
by the plight of others, such as those whose existence
is reduced to a vegetative state or a permanent and
irreversible state of unconsciousness. (Emphasis
added.)
That's the kind of language that could get a person killed. Precisely.
Those two sentences, which may end up being the most important in the
opinion, send a chill up the spine. All the talk about the limited and
completely voluntary nature of the right now appear as so much
dissembling. Clearly the compassion of the courts is going to reach far
and wide under the new dispensation, even unto those who cannot speak
for themselves because they are "in a vegetative state or a permanent
and irreversible state of unconsciousness."
As amended by the Plight Passage, Casey and Cruzan
taken together now have the power to erase the line between voluntary
and involuntary death. You will want to choose your doctors carefully,
particularly with respect to their attitudes toward suicide and the use
of the medical profession in hastening death. Doctors are not inherently
less virtuous than the rest of us, but they are conspicuously more
powerful. No one knows for sure what the medical world will be like once
the legal shackles against assisted suicide are removed, but we can
guess. The example of the Netherlands is not reassuring. About twenty
years ago, the Dutch "reformed" their laws against assisted suicide, and
the latest data from Holland now confirm what was once only a dark
suspicion: thousands of patients a year are now being killed without
their consent by doctors.
You may even want to choose your relatives with care. Much common and
statutory law has been erected over the centuries on the possibility
that some of your family may love you less than they love your
possessions. Once Reinhardt's Rule gets set in law, you will have to
take very special care about who will be attending to the details of
your hospital stay.
Close students of the Supreme Court will tell you
that they could see this coming: Compassion in Dying is only
the first of many cases based on claims of autonomous individualism that
the Court invited with its loose and grandiose Casey language.
It is also the logical culmination of a process that began some decades
ago when the Court untethered itself from the text of the Constitution
and began to sit like an omniscient council of elders uniquely empowered
to intuit and act upon the aspirations of the people.
Central to this Court-led revolution is the idea that the Constitution
is in a state of more or less perpetual evolution, whence it follows
that judges need not be bound by the precise words of the document, or
by prior precedent, or by settled historical meaning. Once this
predicate of a Plastic Constitution has been conceded, it is child's
play for Reinhardt and his colleagues to reach the conclusion they do.
To them, it is simply irrelevant that no federal judge (prior to
Rothstein) had ever before found a right to die in the Due Process
Clause, just as it is irrelevant that every state in the union, save
one, forbids assisted suicide. What appears to be supremely relevant is
that the Casey language incorporates the concept of autonomous
individualism and places it at the center of the liberty interests said
to be guaranteed by the Constitution.
Though the Second Circuit did not follow the Ninth Circuit's
metaphysical flight into autonomous individualism, its own decision,
based on the Equal Protection clause, and apparently safer, may in fact
be more dangerous. Generally speaking, the Equal Protection clause
requires that similarly situated people must be treated alike. If
members of the affected class are treated differently, the state must
provide and defend a rational basis for the distinction.
In the case at hand, Judge Miner and his colleagues determined that the
relevant class was "all competent persons who are in the final stages of
fatal illness and wish to hasten their deaths." Under New York law,
patients may legally refuse treatment and authorize the withdrawal of
life-support systems, including nutrition, even in those instances where
such steps would undoubtedly hasten death. To ban assisted suicide,
however, means that some members of the class, i.e., those who wish to
hasten their deaths with the help of their physicians, are being treated
differently. Because he could not find that the state had demonstrated a
legitimate state purpose in making such a distinction, Judge Miner ruled
that an unconstitutional discrimination had taken place. In short, New
York's distinction between passive and active measures was a distinction
without a difference.
It is worth noting that Judge Miner's inability to parse that
distinction was not shared by the New York State Task Force on Life and
the Law, a twenty-four member commission appointed by Governor Cuomo in
1985 to advise on questions of biomedical ethics. In 1994, the Task
Force recommended unanimously against the legalization of
assisted suicide and said why in an exceptionally thoughtful two
hundred-page report. Few states have ever provided a more cogent
explanation for any public policy, and none has ever furnished a more
coherent defense of the ban against assisted suicide. If the Task Force
Report couldn't pass muster with the Second Circuit, it is virtually
impossible to think of a rationale that would.
Be that as it may, Judge Miner's reasoning may be more attractive to the
Supreme Court than Judge Reinhardt's aggressive candor, and that is
exactly what makes it more dangerous. There is precious little to
prevent an expansion of Judge Miner's logic. Given the class interests
as he defined them, and given his dismissal of the Task Force Report,
what "rational basis" might the state have for restricting the right of
assistance to doctors? And what is the "rational basis" for limiting the
class to those who are "terminally ill" or to mentally competent adults?
It is only a matter of time before non-doctors, non-terminally ill
patients, and guardians of incompetent individuals will be arguing that
state restrictions violate their equal protection rights. And
there is little if anything in the Second Circuit's rationale that can
stop such a progression.
Perhaps anticipating just such a possibility, Judge Guido Calabresi
joined in the court's conclusion while departing from its reasoning. In
a lengthy concurrence, he invited New York to enact new laws against
assisted suicide. He also implied that to analyze the issue as if it
were solely one of class discrimination was a subterfuge that begged
important underlying questions. It is a slim reed that Calabresi
extends, but he is at least open to the possibility that the state might
be able to demonstrate-in a way he thought it had not adequately done-a
sufficient rationale for prohibiting doctors from killing.
What will the Supreme Court do with all this? There are both political
and legal reasons why it may not want to address this issue at this
time, and both cases could be sent back for further adjudication. On the
other hand, when the two most important federal circuits in the country
have taken on an issue of this gravity, the Court may find itself duty-
bound to provide definitive constitutional guidance. In the event, the
justices are going to find themselves in a bit of a pickle. Judge
Miner's cautious, essentially procedural approach may appear to offer a
"safe" way out because it denies that patients have a substantive right
to die while permitting them to exercise such a right in fact. On the
other hand, if the Justices embrace the substantive approach of
Reinhardt and Company, they could put themselves in the middle of a
passionate political and moral controversy every bit the equal to the
one they generated with Roe v. Wade. No matter which way the
Court goes, it will risk opening another door to the bottomless pit of
constitutional litigation based on claims of individual autonomy,
whether it is called by that name or not. In short, unless the Court is
prepared to think about this issue with greater care than was evinced by
the Ninth and Second Circuits-and there is little in its opinions of
late to suggest that it has the moral imagination to do so-the question
will be not how far we slide down the slippery slope of legally
sanctioned killing, but how fast.
Michael M. Uhlmann, a Washington attorney, is Senior Fellow at the
Ethics and Public Policy Center, where he is currently completing a book
on assisted suicide.
This article provided by First Things Journal.
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